Barbara Keller

Adjunct Faculty; Deputy Chief Compliance Officer, Keller Legal
Degree
LL.M. Elder Law and Estate Planning, Western New England Law School
J.D. New York Law School
M.P.A. Columbia University
M.I.M. American Graduate School of International Management (Thunderbird)
B.S. State University of New York, Albany

Ms. Keller is an experienced Chief Compliance Officer and has held that position since 2003 at various asset management organizations such as., Deutsche Bank, Bear Stearns, the Hartford, and Barclays Capital Inc. Since 20013, Ms. Keller has been the deputy chief compliance officer for Nomura Asset Management USA Inc. Ms. Keller is an attorney and in addition holds multiple graduate degrees including a Master’s in Public Policy from Columbia University and a Masters in International Management from the Thunderbird School of Management, and an LL.M in Elder Law and Estate Planning. Ms. Keller teaches the Investment Advisers Act and the Investment Company Act at Boston University Law School, and also teaches the CICCP Certificate program for the National Society of Compliance Professionals.

Read Professor Keller's full biography on her firm's website.

Fall 2022 Courses

Fall 2022 Courses
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J-term 2023 Courses

J-term 2023 Courses
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Spring 2023 Courses

Spring 2023 Courses
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