Thomas R. Joyce portrait

Thomas R. Joyce

Distinguished Visiting Professor
J.D., Notre Dame Law School
MSL 464
(651) 962-4849
Toll Free
(800) 328-6819, Ext. 2-4849
1000 LaSalle Ave
Minneapolis, MN 55403

Tom Joyce grew up in St. Paul and attended Cretin High School.  He graduated from St. John’s University in Collegeville, MN and the Notre Dame Law School.  While in law school, he was Editor-in-Chief of the Notre Dame Lawyer.

Upon graduation, Joyce joined the Wall Street law firm of Shearman & Sterling where he remained for 33 years.  Becoming a partner in 1972, he did general corporate work with an initial emphasis on public company mergers and acquisitions.  From 1978 to 1981 he was a partner in Shearman & Sterling’s London office and in 1985, he was named head of the firm’s Hong Kong office.  In 1989 he returned to London as head of the office.

In 1996, Joyce became a partner in the London-based international firm of Freshfields.  He established a US law corporate group for Freshfields with lawyers in London, Hong Kong and Frankfurt and was co-head of Freshfields’ securities practice.

In 2003, Joyce returned to Minnesota and joined the law firm of Dorsey & Whitney where he headed the capital markets practice group until 2006 when he became Senior Counsel with reduced responsibilities.

Joyce began teaching at St. Thomas in 2006 and has taught securities regulation, corporate finance and business associations.

Joyce has served on the Boards of St. John’s and St. Mary’s College at Notre Dame, IN, Catholic Charities of St. Paul and Minneapolis, Common Hope, Global Heritage Fund and Hill Museum & Manuscript Library.

Fall 2018 Courses

Fall 2018 Courses
Course - Section Title Days Time Location
LAWS 854 - 01 Securities Regulation - T - R - - - 1330 - 1455 MSL 458

Days of Week:

- T - R - - -

Time of Day:

1330 - 1455


MSL 458

Course Registration Number:

43185 (View in ClassFinder)

Credit Hours:

3 Credit Hours


Thomas R. Joyce

This course will examine federal and state securities laws that regulate the process of financing business by dis- tributing securities to the public. Topics will include the nature of a security, exemptions from registration, sec- urities distribution and trading, the functions of the Securities and Exchange Commission, registration and disclosure requirements, "blue sky" laws, proxy rules, broker/dealer regulation, the regulation of investment companies and civil liabilties. Prerequisite: Business Associations

Schedule Details

Location Time Day(s)

J-Term 2019 Courses

J-Term 2019 Courses
Course - Section Title Days Time Location

Spring 2019 Courses

Spring 2019 Courses
Course - Section Title Days Time Location