Stock/Bond Transfer Instructions 2016-2017

Thank you for considering a gift of stock to the University of St. Thomas. Please see below for further instructions on transferring such funds to the university.

Account Transfer of Publicly Traded Stocks or Bonds

If the securities you intend to give to St. Thomas are publicly traded and are held in "street name" by a brokerage firm, the university prefers that the securities be transferred electronically from your personal account at your brokerage firm to the university's account at UBS Financial Services, Inc. (UBS).

Please send St. Thomas a copy of your letter of authorization, including information on the name of the stock, number of shares to be transferred, and the gift designation. Letters may be mailed to Shannon Hendricks at the University of St. Thomas, Mail #DEV, 2115 Summit Ave., St. Paul, MN 55105.

Instructions

UBS Financial Services, Inc.
Attn: Evans "Chip" Connelly
2200 UBS Plaza
444 Cedar St.
St. Paul, MN  55101-2136
 
DTC: 0221
University of St. Thomas Acct. #7C79967
Please include donor name.

Before transferring, please contact UBS Financial Services, Inc., and/or the University of St. Thomas to ensure a smooth delivery:

  • UBS Financial Services: Contact Evans "Chip" Connelly at (651) 229-6070 (ph), (855) 535-8106 (fax), or evans.connelly@ubs.com. You also may contact his assistant, Patricia Kavanagh, at (651) 229-6117 or
    (800) 444-0582 or patricia.kavanagh@ubs.com.

  • St. Thomas: Contact Shannon Hendricks by phone at (651) 962-6958 or (800) 328-6819, Ext. 2-6958, or by fax at (651) 962-6996.

Federal Tax I.D. Number

If you need the university's Federal Tax I.D. for paperwork involved with the security transfer, please use the following: 41-0693970.

Physical Delivery

If for some reason the securities are unable to be transferred by wire, and you need to make a physical delivery, please contact Shannon Hendricks with the University of St. Thomas to determine the delivery process best suited to your particular situation, (651) 962-6958, by fax at (651) 962-6996 or toll-free at (800) 328-6819, Ext. 2-6958.


Thank you in advance for this generous gift!