The University of St. Thomas

Development

Gifts of Stock

Gifts of Stock

Stock/Bond Transfer Instructions 2013-2014

Thank you for considering a gift of stock to the University of St. Thomas. Please see below for further instructions on transferring such funds to the university.

Account Transfer of Publicly Traded Stocks or Bonds

If the securities your client intends to give to St. Thomas are publicly traded and are held in "street name" by a brokerage firm, the university prefers that you transfer the securities electronically from the donor's personal account at your brokerage firm to the university's account at UBS Financial Services, Inc. (UBS).

It also would be most helpful if you could forward to St. Thomas a copy of the donor's letter of authorization, including information on the name of the stock, number of shares to be transferred, and the gift designation. You may mail this to Shannon Hendricks at the University of St. Thomas, Mail #DEV, 2115 Summit Ave., St. Paul, MN 55105.

Wire Transfer Instructions

UBS Financial Services, Inc.
Attn: Evans "Chip" Connelly
2200 UBS Plaza
444 Cedar St.
St. Paul, MN  55101-2136
 
DTC: 0221
University of St. Thomas Acct. #7C79967
Please include donor name.

Before transferring, please contact UBS Financial Services, Inc., and/or the University of St. Thomas to ensure a smooth delivery:

  • UBS Financial Services: Contact Evans "Chip" Connelly at (651) 229-6070 (ph), (855) 535-8106 (fax), or evans.connelly@ubs.com. You also may contact his assistant, Susan Brown, at (651) 229-6117/(800) 444-0582 or susan.brown@ubs.com.
  • St. Thomas: Contact Shannon Hendricks by phone at (651) 962-6958 or (800) 328-6819, Ext. 2-6996, or by fax at (651) 962-6996.

Federal Tax I.D. Number

If you need the university's Federal Tax I.D. for paperwork involved with the security transfer, please use the following: 41-0693970.

Physical Delivery

If for some reason the securities are unable to be transferred by wire, and you need to make a physical delivery, please contact Shannon Hendricks with the University of St. Thomas to determine the delivery process best suited to your particular situation, (651) 962-6958, by fax at (651) 962-6996 or toll-free at (800) 328-6819, Ext. 2-6958.


Thank you in advance for this generous gift!